CISI-UAE FINANCIAL RULES & REGULATIONS

Course Outline

CHAPTERS
1. The Regulatory Infrastructure- 11 Marks
2. Licensed Bodies-14 Marks
3. Investment Funds -15 Marks
4. Markets-14 Marks
5. Anti-Money Laundering, Combating the Financing of Terrorism-14 Marks
6. Client Protection-10 Marks
7. Trading-11 Marks
8. Dubai Financial Market (DFM)-11 Marks
Total 100 Marks-100 MCQs
Pass Marks 70%, 70 Marks
2 Hours Exam
10% of additional trial questions, not identifiable, do not contribute to result.